Courtney Kauffman (CRD# 7469800) is an Investment Advisor Representative working at Prowell Financial Management, LLC in Exton, PA and has 1 year of experience in the finance industry. Courtney Kauffman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2972218
Lpl Financial LLC
CRD# 6180296
Oppenheimer & Company Inc.
CRD# 6436358
Planning Capital Management Corp.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Prowell Financial Management, LLC | Exton, PA | Jun 2019 - Current | 4 |
| Prowell Financial Management, LLC | Exton, PA | Mar 2015 - Jun 2019 | 4 |
| Lovelace Medical Center | Albuquerque, NM | Feb 2015 - Jan 2017 | 1 |
| Unemployed | Clovis, NM | Feb 2014 - Feb 2015 | 1 |
- PA
-
Total Assets Under Management8,344MILLIONS
-
Total Number of Accounts325ACCOUNTS
-
Average Account Value$25,672,729
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
DE, FL, NJ, PA, TX
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