Mark Gillam, financial advisor Fair Oaks CA
83 score

Mark Gillam

CRD Number: 1255578
Current Firm: Mark Gillam Enterprises

Mark Gillam (CRD# 1255578) is an Investment Advisor Representative working at Mark Gillam Enterprises in Fair Oaks, CA and has over 18 years of experience in the finance industry.

Similar Advisors
Peter Ashby, financial advisor Fair Oaks CA
Peter J. Ashby
CRD# 5292327
Adams Ashby Financial Advisors
Similar Advisors
Jevon Webster, financial advisor Fair Oaks CA
Jevon M. Webster
CRD# 4751511
Strategic Wealth Advisors Group
Similar Advisors
Rashida Lilani CFP® CMFC, financial advisor Fair Oaks CA
Rashida Lilani CFP® CMFC
CRD# 4459698
Foothill Securities, Inc.
Company Name Location Dates Years
Self-employed Fair Oaks, CA Mar 2001 - Current 15
Transamerica Financial Advisors, Inc. Fair Oaks, CA Jul 1997 - Current 19
Mark Gillam Enterprises Fair Oaks, CA Mar 1988 - Current 28
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1997
S65 NASAA Investment Advisors Law Examination Apr 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Mark G. Gillam
Phone Number: 916-961-2200
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


Ready to hire a financial advisor? Get competitive proposals from multiple advisors.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.