Douglas Ulrich, financial advisor Fairfax VA
86 score

Douglas Ulrich

CRD Number: 4480586
Current Firm: Edelman Financial Services, LLC

Douglas Ulrich (CRD# 4480586) is an Investment Advisor Representative working at Edelman Financial Services, LLC in Fairfax, VA and has over 14 years of experience in the finance industry. Douglas Ulrich has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Ef Legacy Securities, LLC Oak Brook, IL Apr 2016 - Current < 1
Edelman Financial Services LLC Fairfax, VA May 2010 - Current 6
Sanders Morris Harris Inc. Houston, TX May 2010 - Apr 2016 5
Oakbrook Financial Group LLC Oak Brook, IL Jan 2006 - Apr 2010 4
Wolf Financial Management LLC Oak Brook, IL Jan 2006 - Apr 2010 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2002
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Douglas J. Ulrich
Phone Number: 703-818-0800
Registered State(s):
  • IL
  • TX
By the Numbers
  • Total Assets Under Management
    14,880
    MILLIONS
  • Total Number of Accounts
    69,807
    ACCOUNTS
  • Average Account Value
    $213,159
Compensation Options
  • A percentage of assets under your management
  • Subscription fees (for a newsletter or periodical)
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
86

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