Kenneth Dougherty (CRD# 2052474) is an Investment Advisor Representative working at Advisors Asset Management, Inc. in Fairfield, CT and has over 29 years of experience in the finance industry.
CRD# 2708116
Park Avenue Securities LLC
CRD# 811927
Cetera Investment Advisers LLC
CRD# 2626796
Lincoln Financial Advisors Corporation
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Advisors Asset Management, Inc. | Monument, CO | Feb 2019 - Current | 5 |
| Cohen & Steers Securities, LLC | New York, NY | Jul 2014 - Feb 2019 | 4 |
| Cohen & Steers Capital Management, Inc. | New York, NY | Jul 2014 - Feb 2019 | 4 |
| American Century Investments | Kansas City, MO | Mar 2008 - Jul 2014 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 1994 |
| S65 | NASAA Investment Advisors Law Examination | Mar 2019 |
- CT
-
Total Assets Under Management3,854MILLIONS
-
Total Number of Accounts1,767ACCOUNTS
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Average Account Value$2,180,894
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WY
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