Richard Casey, financial advisor Fairfield OH
93 score

Richard Casey

CRD Number: 2000360
Current Firm: J.p. Morgan Securities LLC

Richard Casey (CRD# 2000360) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Fairfield, OH and has over 26 years of experience in the finance industry.

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Company Name Location Dates Years
J.p. Morgan Securities LLC Cincinnati, OH Oct 2012 - Current 4
Chase Investment Services Corp Cincinnati, OH May 2010 - Oct 2012 2
U.s. Bancorp Investments, Inc. Nashville, TN Oct 2009 - May 2010 < 1
Unemployed Spring Hill, TN Apr 2009 - Oct 2009 < 1
Aig Sunamerica Woodland Hills, CA Aug 2008 - Apr 2009 < 1
Aig Sunamerica Capital Services, Inc. Woodland Hills, CA Aug 2008 - Apr 2009 < 1
Genworth Financial Richmond, VA Apr 2007 - Jul 2008 1
Capital Brokerage Corp Richmond, VA Apr 2007 - Jul 2008 1
Primevest Financial St. Cloud, MN Jun 2005 - Apr 2007 1
The National Bank & Trust Wilmington, OH Jun 2005 - Apr 2007 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1990
S65 NASAA Investment Advisors Law Examination Sep 2006
S66 NASAA Uniform Combined State Law Examination Jan 2010
Contact Info for Richard L. Casey
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • KY
  • OH
  • TX
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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