Nicolas Rhodes (CRD# 6778022) is an Investment Advisor Representative working at Transamerica Retirement Advisors, LLC in Fairhope, AL and has over 6 years of experience in the finance industry.
CRD# 2283420
Heritage Road Advisors
CRD# 5809901
Stm Asset Management LLC
CRD# 1342404
Stifel Independent Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Transamerica Investors Securities Corporation | Fairhope, AL | Oct 2022 - Current | 1 |
| Transamerica Life Insurance Company | Fairhope, AL | Oct 2022 - Current | 1 |
| Princpal Life Insurance Company | Birmingham, AL | Oct 2018 - Sep 2022 | 3 |
| Principal Securities Inc. | Birmingham, AL | Oct 2018 - Sep 2022 | 3 |
| Adp Broker Dealer Inc. | Pensacola, FL | Apr 2017 - Oct 2018 | 1 |
| Adp LLC | Pensacola, FL | Apr 2017 - Oct 2018 | 1 |
| Berney Office Solutions | Mobile, AL | Oct 2016 - Apr 2017 | < 1 |
| Teksystems | Pensacola, FL | Nov 2015 - Oct 2016 | < 1 |
| Berney Office Solutions | Mobile, AL | Jan 2013 - Nov 2015 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 2017 |
| S65 | NASAA Investment Advisors Law Examination | Dec 2018 |
- AL
-
Total Assets Under Management12,680MILLIONS
-
Total Number of Accounts160,403ACCOUNTS
-
Average Account Value$79,051
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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