Anthony PettolaCRD Number: 1188615
Current Firm: Ameritas Investment Corp
Anthony Pettola (CRD# 1188615) is an Investment Advisor Representative working at Ameritas Investment Corp in Feasterville-Trevose, PA and has over 32 years of experience in the finance industry.
A.J. Pettola & Associates is part of a nationwide network of professionals who are experienced in financial planning, employee benefits, and business planning strategies, estate planning and insurance.
Providing Financial Services since 1974, Anthony J. Pettola, Jr, CLU and consultants of A.J. Pettola & Associates have assisted individuals, business owners, professionals and executives to help achieve their financial security objectives for their families and businesses.
By utilizing time-tested and the most current cutting edge planning techniques, competitive products and services, we assist our clients in providing for their family’s financial security, children’s college funding, retirement income, elder and long term care planning.
Our firm provides businesses with competitive products and creative techniques in the area of employee benefits, retirement programs, executive selective fringe benefits and business continuation planning.
Through our retirement plan services division, we provide businesses with competitive retirement plan design and yearly administration, executive fringe benefit services and employee benefit services
We provide a full range of individual and group insurance products, securities, alternative investments and investment advisory services
The firm’s reputation for thoroughness, objectivity and integrity also makes us sought after consultants by many professional advisers, other financial professionals, employee benefit firms, insurance organizations and financial institutions.
Cypress Financial Planning
Academy Wealth Advisers, LLC
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|Ameritas Life Insurance Corp||Lincoln, NE||Jun 2014 - Current||3|
|Xpress Healthcare||Feasterville Trevose, PA||Nov 2010 - Current||6|
|Ameritas Investment Corp||Lincoln, NE||Dec 2005 - Current||11|
|Aj Pettola & Associates||Feasterville Trevose, PA||Jan 1990 - Current||27|
|Aj Pettola & Associates-retirement Services||Feasterville Trevose, PA||Jan 1986 - Current||31|
|Marino/pettola General Agency||Feasterville Trevose, PA||Mar 2006 - Oct 2015||9|
|Carexpress||Horsham, PA||Oct 2010 - Apr 2013||2|
|Next Generation Financial Services||Feasterville Trevose, PA||Apr 2003 - Apr 2011||8|
|Advanced Financial Strategies||Morrisville, PA||Mar 1999 - Dec 2007||8|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1983|
|S6||Investment Company and Variable Contracts Products Representative Examination (IR)||Oct 1983|
|S7||General Securities Representative Examination (GS)||Sep 2005|
|S24||General Securities Principal Examination (GP)||Apr 2006|
|S51||Municipal Fund Securities Limited Principal Examination||May 2006|
|S65||NASAA Investment Advisors Law Examination||May 2006|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management2,296MILLIONS
Total Number of Accounts8,235ACCOUNTS
Average Account Value$278,845
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
Securities and investment advisory services are offered solely through Ameritas Investment Corp. (AIC). Member FINRA/SIPC. AIC and A.J. Pettola & Associates are not affiliated. Additional products and services many be available through Anthony J. Pettola, Jr. or A.J. Pettola & Associates that are not offered through AIC. Securities products are limited to residents of STATES; Pennsylvania, New Jersey, New York, Delaware, Maryland, Florida, Indiana, Massachusetts, New Mexico, Kentucky, North Carolina, Virginia and West Virginia. This is not an offer of securities in any jurisdiction, nor is it specifically directed to a resident of any jurisdiction. As with any security, request a prospectus from your Registered Representative. Read it carefully before you invest or send money. A representative from A.J. Pettola & Associates will contact you to provide requested information. Representatives of AIC do not provide tax or legal advice. Please consult your tax advisor or attorney regarding your situation.
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