Thomas FoyCRD Number: 1076119
Current Firm: Lincoln Financial Securities Corporation
Thomas Foy (CRD# 1076119) is an Investment Advisor Representative working at Lincoln Financial Securities Corporation in Fernandina Beach, FL and has over 33 years of experience in the finance industry.
Wealth By Empowerment
Disciplined Equity Management, Inc.
Marchand Faries Financial Management, Inc.
|Lincoln Financial Securities||Fernandina Beach, FL||Feb 2014 - Current||2|
|Linsco/private Ledger Corp.||Mt. Laurel, NJ||Jun 2004 - Feb 2014||9|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1983|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management1,541MILLIONS
Total Number of Accounts8,357ACCOUNTS
Average Account Value$184,425
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV