Lucy Yang, financial advisor Fishers IN
90 score

Lucy Yang

CRD Number: 6007786
Current Firm: Transamerica Financial Advisors, Inc.

Lucy Yang (CRD# 6007786) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Fishers, IN and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
American Continental Investment Indianapolis, IN Jan 2014 - Current 2
Transamerica Financial Advisors, Inc. Indianapolis, IN Jan 2012 - Current 4
Ly International, Inc. Carmel, IN Mar 2011 - Current 5
World Financial Group, Inc. Indianapolis, IN Oct 2010 - Current 6
World Group Securities, Inc. Indianapolis, IN Dec 2011 - Jan 2012 < 1
Monroe Hospital Bloomington, IN Feb 2009 - Oct 2010 1
Clarian Health Carmel, IN Mar 2008 - Jan 2009 < 1
Iupui Indianapolis, IN Jun 2006 - Mar 2008 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2012
S65 NASAA Investment Advisors Law Examination Mar 2014
Contact Info for Lucy Yang
Phone Number: 727-299-1800
Registered State(s):
  • IN
By the Numbers
  • Total Assets Under Management
    4,493
    MILLIONS
  • Total Number of Accounts
    33,842
    ACCOUNTS
  • Average Account Value
    $132,767
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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