Roy Williams, financial advisor Flemington NJ
86 score

Roy Williams

CRD Number: 1161149
Current Firm: Prestige Wealth Management Group, LLC

Roy Williams (CRD# 1161149) is an Investment Advisor Representative working at Prestige Wealth Management Group, LLC in Flemington, NJ and has over 21 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Triad Advisors, Inc. Norcross, GA Nov 2011 - Current 4
Prestige Wealth Management Group, LLC Pennington, NJ Feb 1995 - Current 21
Linsco/private Ledger Corp. Pennington, NJ Jan 1997 - Nov 2011 14
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1994
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Roy E. Williams
Phone Number: 908-782-0001
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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