Lisa Heathfield (CRD# 6372828) is an Investment Advisor Representative working at Osaic Institutions, Inc. in Fletcher, NC and has over 9 years of experience in the finance industry. Lisa Heathfield has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4333814
Edward Jones
CRD# 7008925
Edward Jones
CRD# 2883544
Beacon Pointe Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Infinex Investments, Inc. | Meriden, CT | Nov 2020 - Current | 3 |
| First Bancorp | Hendersonville, NC | Nov 2020 - Current | 3 |
| Wells Fargo Clearing Services, LLC | Brevard, NC | Apr 2020 - Nov 2020 | < 1 |
| Wells Fargo Bank, Na | Brevard, NC | Apr 2020 - Nov 2020 | < 1 |
| Unemployed | Asheville, NC | Nov 2019 - Mar 2020 | < 1 |
| Lpl Financial, LLC | Asheville, NC | Sep 2019 - Nov 2019 | < 1 |
| Unemployed | Hendersonville, NC | Jun 2018 - Sep 2019 | 1 |
| Suntrust Investment Services | Atlanta, GA | Oct 2016 - May 2018 | 1 |
| Suntrust Bank | Hendersonville, NC | Oct 2016 - May 2018 | 1 |
| Suntrust Advisory Services, LLC | Atlanta, GA | Oct 2016 - May 2018 | 1 |
| Suntrust Bank | Arden, NC | Oct 2015 - Oct 2016 | 1 |
| Unemployeed | Asheville, NC | Aug 2015 - Oct 2015 | < 1 |
| Pnc Investments | New Smyrna Beach, FL | Feb 2015 - Aug 2015 | < 1 |
| Pnc Bank | New Smyrna Beach, FL | Feb 2015 - Aug 2015 | < 1 |
| Wells Fargo Advisors, LLC | Daytona Beach, FL | Jul 2014 - Jan 2015 | < 1 |
| Wells Fargo Bank Na | Daytona Beach, FL | Jul 2013 - Jan 2015 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 2014 |
| S65 | NASAA Investment Advisors Law Examination | Apr 2015 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NC
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Total Assets Under Management3,627MILLIONS
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Total Number of Accounts8,478ACCOUNTS
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Average Account Value$427,771
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