Hoa LeCRD Number: 2979168
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Hoa Le (CRD# 2979168) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Florham Park, NJ and has over 19 years of experience in the finance industry.
Cfs Investment Advisory Services LLC
Legacy Care Wealth, LLC
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Florham Park, NJ||Aug 2013 - Current||4|
|Wells Fargo Advisors LLC||Summit, NJ||Feb 2012 - Aug 2013||1|
|Ubs Financial Services Inc.||Florham Park, NJ||Aug 2010 - Feb 2012||1|
|The Connection For Women And Families||Summit, NJ||Sep 2009 - Aug 2010||< 1|
|Unemployed||Summit, NJ||Aug 2008 - Aug 2009||1|
|Citigroup Global Markets Inc.||New York, NY||Jun 1999 - Aug 2008||9|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1998|
|S66||NASAA Uniform Combined State Law Examination||Apr 2011|
Total Assets Under Management575,342MILLIONS
Total Number of Accounts1,715,259ACCOUNTS
Average Account Value$335,425
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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