Hongyu Guo (CRD# 5552477) is an Investment Advisor Representative working at State Farm Investment Management Corp. in Flushing, NY and has over 14 years of experience in the finance industry.
CRD# 4658014
Northwestern Mutual Investment Services,llc
CRD# 5336896
Cetera Investment Advisers LLC
CRD# 5729536
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| State Farm Investment Management Corp | Flushing, NY | Mar 2023 - Current | 1 |
| State Farm Vp Management Corp | Flushing, NY | Jan 2021 - Current | 3 |
| Rain Guo Insurance Agency | Flushing, NY | Mar 2015 - Current | 9 |
| State Farm Vp Management Corp | Flushing, NY | Mar 2015 - Dec 2019 | 4 |
| Rain Guo Insurance Agency | Fresh Meadows, NY | Nov 2011 - Mar 2015 | 3 |
| State Farm Vp Management | Fresh Meadows, NJ | Oct 2010 - Mar 2015 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 2010 |
| S65 | NASAA Investment Advisors Law Examination | Mar 2023 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CT
- NJ
- NY
- PA
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Total Assets Under Management10,165MILLIONS
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Total Number of Accounts4ACCOUNTS
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Average Account Value$2,541,134,043
- A percentage of assets under your management
- Portfolio management for investment companies (as well as "business development companies")
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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