Daniel Rausch (CRD# 5636455) is an Investment Advisor Representative working at Aw Securities in Folsom, CA and has over 9 years of experience in the finance industry. Daniel Rausch has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2464546
Capital Planning Advisors LLC
CRD# 5156625
Dynamic Wealth Strategies, LLC
CRD# 2923073
Captrust
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Allworth Financial | Grandville, MI | Dec 2019 - Current | 4 |
| Aw Securities | Grandville, MI | Dec 2019 - Current | 4 |
| First Allied Advisory Services, Inc. | Chesterfield, MO | Apr 2016 - Dec 2019 | 3 |
| Bloomfield Hills Financial | Bloomfield Hills, MI | Jan 2016 - Dec 2019 | 3 |
| First Allied Securities, Inc. | San Diego, CA | Jan 2016 - Dec 2019 | 3 |
| Michael Sosnoski | Troy, MI | Aug 2015 - Dec 2015 | < 1 |
| Northwestern Mutual Wealth Management Company | Milwaukee, WI | Aug 2015 - Dec 2015 | < 1 |
| Northwestern Mutual Investment Services LLC | Troy, MI | Aug 2015 - Dec 2015 | < 1 |
| Northwestern Mutual Investment Services, LLC | Troy, MI | Feb 2015 - Dec 2015 | < 1 |
| Northwestern Mutual Life Insurance Company | Milwaukee, WI | Feb 2015 - Aug 2015 | < 1 |
| Hantz Tax And Business LLC | Southfield, MI | Jan 2009 - Jan 2015 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Mar 2015 |
| S63 | Uniform Securities State Law Examination | Apr 2015 |
- CA
-
Total Assets Under Management0MILLIONS
-
Total Number of Accounts0ACCOUNTS
-
Average Account Value$0
- Other
- Other
CA
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