Kimberly Tucker-Knotts, financial advisor Folsom CA
81 score

Kimberly Tucker-Knotts

CRD Number: 3174055
Current Firm: Kim Knotts, Ria

Kimberly Tucker-Knotts (CRD# 3174055) is an Investment Advisor Representative working at Kim Knotts, Ria in Folsom, CA and has over 19 years of experience in the finance industry.

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Company Name Location Dates Years
Scf Securities, Inc. Fresno, CA Aug 2016 - Current 1
Scf Investment Advisors, Inc. Fresno, CA Aug 2016 - Current 1
Sierra Foothills Real Estate Services, Inc. Folsom, CA May 2012 - Current 6
Sierra Foothils Tax Services, Inc. Folsom, CA May 2007 - Current 11
Securities America Advisors Loomis, CA Aug 2015 - Jul 2016 < 1
Securities America Inc. Loomis, CA Aug 2015 - Jul 2016 < 1
Questar Capital Corporation Minneapolis, MN May 2013 - Aug 2015 2
Questar Asset Management Minneapolis, MN May 2013 - Aug 2015 2
Woodbury Financial Services, Inc. Loomis, CA Dec 2011 - May 2013 1
Linsco/private Ledger Roseville, CA Aug 2005 - Dec 2011 6
Behl Financial 151 N Sunrise 1306, CA Nov 1998 - Dec 2011 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1999
S65 NASAA Investment Advisors Law Examination Mar 2002
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Kimberly D. Tucker-Knotts
Phone Number: 916-259-1261
Registered State(s):
  • CA
Current Firm Details
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States


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