Kristen Massie (CRD# 5175701) is an Investment Advisor Representative working at Securities America Advisors, Inc. in Fond Du Lac, WI and has over 16 years of experience in the finance industry.
CRD# 5809177
Osaic Wealth, Inc.
CRD# 2186552
Commonwealth Financial Network
CRD# 2042816
Commonwealth Financial Network
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Securities America, Inc. | Fond Du Lac, WI | Aug 2018 - Current | 5 |
| Securities America Advisors | Fond Du Lac, WI | Aug 2018 - Current | 5 |
| Greg Lavin | Fond Du Lac, WI | Sep 2016 - Current | 7 |
| Northwestern Mutual Wealth Management Company | Milwaukee, WI | Jan 2017 - Aug 2018 | 1 |
| Northwestern Mutual Investment Services LLC | Fond Du Lac, WI | Sep 2016 - Aug 2018 | 1 |
| Woodbury Financial Services Inc. | Fond Du Lac, WI | Jan 2013 - Aug 2016 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 2007 |
| S65 | NASAA Investment Advisors Law Examination | Mar 2013 |
- WI
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Total Assets Under Management40,420MILLIONS
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Total Number of Accounts211,150ACCOUNTS
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Average Account Value$191,430
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
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