Kathy Hammock, financial advisor Forsyth GA

Kathy Hammock

CRD Number: 1307760
Current Firm: Stonewall Asset Mgmt., Inc.

Kathy Hammock (CRD# 1307760) is an Investment Advisor Representative working at Stonewall Asset Mgmt., Inc. in Forsyth, GA and has over 39 years of experience in the finance industry.

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Cfs Wealth Management
Company Name Location Dates Years
N/a - Executor Forsyth, GA Jan 2010 - Current 14
Stonewall Asset Management, Inc. Forsyth, GA Jan 2008 - Current 16
Hammock & Associates, LLC Forsyth, GA Jun 2007 - Current 16
Raymond James Financial Services, Inc. Roswell, GA Nov 2004 - Current 19
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1984
S66 NASAA Uniform Combined State Law Examination Dec 2004
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Kathy F. Hammock
Phone Number: 770-667-5767
Registered State(s):
  • GA
By the Numbers
  • Total Assets Under Management
    52
    MILLIONS
  • Total Number of Accounts
    126
    ACCOUNTS
  • Average Account Value
    $411,763
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

GA

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