James Saulnier (CRD# 3269945) is an Investment Advisor Representative working at Jim Saulnier & Associates, LLC in Fort Collins, CO and has over 24 years of experience in the finance industry. James Saulnier has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6262403
Raymond James & Associates, Inc.
CRD# 2896350
Ubs Financial Services Inc.
CRD# 5790901
Wells Fargo Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Jim Saulnier & Associates, LLC | Fort Collins, CO | Oct 2013 - Current | 10 |
| Cambridge Investment Research, Inc. | Fairfield, IA | Sep 2012 - Current | 11 |
| Cambridge Investment Research Advisors, Inc. | Fairfield, IA | Sep 2012 - Current | 11 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 2002 |
| S65 | NASAA Investment Advisors Law Examination | Apr 2000 |
- CA
- CO
- PA
- TX
- WA
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Total Assets Under Management116MILLIONS
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Total Number of Accounts443ACCOUNTS
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Average Account Value$262,842
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
CA, CO, IL, NC, NH, NJ, PA, TX, WA
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