Regina Neenan (CRD# 7167307) is an Investment Advisor Representative working at Financial Planning Fort Collins in Fort Collins, CO and has over 4 years of experience in the finance industry. Regina Neenan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6262403
Raymond James & Associates, Inc.
CRD# 2896350
Ubs Financial Services Inc.
CRD# 5790901
Wells Fargo Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Fort Collins Tax Service, LLC | Fort Collins, CO | Mar 2021 - Current | 3 |
| Fort Collins Tax Service, Llc Dba Financial Planning Ft Collins | Fort Collins, CO | Aug 2018 - Current | 5 |
| Self-employed | Fort Collins, CO | Jul 2018 - Oct 2018 | < 1 |
| Active Blogs | Fort Collins, CO | Jul 2015 - Jul 2018 | 3 |
| University Of Wisconsin - Platteville | Platteville, WI | Jan 2015 - Jun 2015 | < 1 |
| Younkers/estee Lauder | Dubuque, IA | Jun 2010 - Oct 2014 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Oct 2019 |
- CA
- CO
- LA
-
Total Assets Under Management82MILLIONS
-
Total Number of Accounts397ACCOUNTS
-
Average Account Value$205,643
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
CA, CO, LA, TX
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