Litao Mai, financial advisor New York NY

Litao Mai

CRD Number: 4863046
Current Firm: Osaic Institutions, Inc.

Litao Mai (CRD# 4863046) is an Investment Advisor Representative working at Osaic Institutions, Inc. in New York, NY and has over 19 years of experience in the finance industry. Litao Mai has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Infinex Investments, Inc. Meriden, CT Apr 2021 - Current 2
Popular Bank New York, NY Apr 2015 - Current 8
Hsbc Bank Usa, N.a. Edison, NJ Aug 2016 - Apr 2021 4
Hsbc Securities (usa) Inc. Edison, NJ Apr 2013 - Apr 2021 8
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2005
Contact Info for Litao Mai
Phone Number: 203-599-6000
Registered State(s):
  • NJ
  • NY
By the Numbers
  • Total Assets Under Management
    2,815
    MILLIONS
  • Total Number of Accounts
    8,831
    ACCOUNTS
  • Average Account Value
    $318,724
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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