Robert ThwaitesCRD Number: 1135810
Current Firm: Suntrust Investment Services, Inc.
Robert Thwaites (CRD# 1135810) is an Investment Advisor Representative working at Suntrust Investment Services, Inc. in Fort Meade, FL and has over 23 years of experience in the finance industry.
Allen & Company Of Florida, Inc.
Lpl Financial LLC
Suntrust Investment Services, Inc.
|Suntrust Investment Services, Inc.||Auburndale, FL||Jul 2015 - Current||2|
|Fifth Third Securities||Lake Mary, FL||Feb 2013 - Jul 2015||2|
|Morgan Stanley Smith Barney||Orlando, FL||Jun 2009 - Feb 2013||3|
|Morgan Stanley & Company, Incorporated||Orlando, FL||Apr 2007 - Feb 2013||5|
|Morgan Stanley Dw Inc.||Orlando, FL||Apr 2006 - Apr 2007||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 1994|
|S65||NASAA Investment Advisors Law Examination||Dec 2005|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management10,443MILLIONS
Total Number of Accounts26,841ACCOUNTS
Average Account Value$389,077
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV