Carl Nicolosi, financial advisor Fort Myers FL
83 score

Carl Nicolosi

CRD Number: 1378292
Current Firm: Summit Financial Group Inc.

Carl Nicolosi (CRD# 1378292) is an Investment Advisor Representative working at Summit Financial Group Inc. in Fort Myers, FL and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
Summit Brokerage Services Inc. Ft Myers, FL Apr 2011 - Current 5
Summit Financial Group Ft Myers, FL Apr 2011 - Current 5
Private Asset Management Group, LLC Fort Myers, FL Jul 2006 - Current 10
Commonwealth Financial Network Waltham, MA Jul 2006 - Apr 2011 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2000
S65 NASAA Investment Advisors Law Examination Dec 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Carl F. Nicolosi
Phone Number: 561-338-2600
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    1,671
    MILLIONS
  • Total Number of Accounts
    8,086
    ACCOUNTS
  • Average Account Value
    $206,638
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, FL, GA, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MS, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, VA, WA, WI, WV

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BADGES
83

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