Christopher Swanson, financial advisor Fort Wayne IN
73 score

Christopher Swanson

CRD Number: 1233703
Current Firm: Compass Financial Advisors LLC

Christopher Swanson (CRD# 1233703) is an Investment Advisor Representative working at Compass Financial Advisors LLC in Fort Wayne, IN and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
Harbour Investments, Inc. Madison, WI May 2016 - Current < 1
Compass Financial Advisors Ft. Wayne, IN Oct 2012 - Current 4
Simple Auto Petoskey, MI Dec 2005 - Current 11
Securities America, Inc. Fort Wayne, IN Jul 2015 - May 2016 < 1
Fintegra, LLC Fort Wayne, IN Oct 2012 - Jul 2015 2
Gregory, Zent & Swanson Inc. Fort Wayne, IN Mar 1990 - Oct 2012 22
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1984
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Christopher J. Swanson
Phone Number: 260-490-7878
Registered State(s):
  • IN
By the Numbers
  • Total Assets Under Management
    157
    MILLIONS
  • Total Number of Accounts
    1,242
    ACCOUNTS
  • Average Account Value
    $126,784
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

FL, IA, IL, IN, KY, MI, MN, NC, OH

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BADGES
73

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