Christopher SwansonCRD Number: 1233703
Current Firm: Compass Financial Advisors LLC
Christopher Swanson (CRD# 1233703) is an Investment Advisor Representative working at Compass Financial Advisors LLC in Fort Wayne, IN and has over 34 years of experience in the finance industry.
Ami Investment Management Inc.
Creative Financial Designs, Inc.
Transamerica Financial Advisors, Inc.
|Harbour Investments, Inc.||Madison, WI||May 2016 - Current||1|
|Compass Financial Advisors||Ft. Wayne, IN||Oct 2012 - Current||5|
|Simple Auto||Petoskey, MI||Dec 2005 - Current||12|
|Securities America, Inc.||Fort Wayne, IN||Jul 2015 - May 2016||< 1|
|Fintegra, LLC||Fort Wayne, IN||Oct 2012 - Jul 2015||2|
|Gregory, Zent & Swanson Inc.||Fort Wayne, IN||Mar 1990 - Oct 2012||22|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1984|
- Criminal Record
Total Assets Under Management157MILLIONS
Total Number of Accounts1,242ACCOUNTS
Average Account Value$126,784
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
FL, IA, IL, IN, KY, MI, MN, NC, OH