Winola Roy, financial advisor Fort Worth TX

Winola Roy

CRD Number: 1588614
Current Firm: Rbc Capital Markets, LLC

Winola Roy (CRD# 1588614) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Fort Worth, TX and has over 13 years of experience in the finance industry.

Similar Advisors
Kirby Jacobson, financial advisor Fort Worth TX
Kirby D. Jacobson
CRD# 5631324
Astoria Strategic Wealth, Inc.
Similar Advisors
Erik Aaker, financial advisor Fort Worth TX
Erik Aaker
CRD# 2754150
Td Ameritrade, Inc.
Similar Advisors
Thomas Aarons, financial advisor Fort Worth TX
Thomas J. Aarons
CRD# 5076833
Td Ameritrade, Inc.
Company Name Location Dates Years
Rbc Capital Markets Corporation Fort Worth, TX Mar 2008 - Current 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2008
S65 NASAA Investment Advisors Law Examination Nov 2017
Contact Info for Winola S. Roy
Phone Number: 212-858-7000
Registered State(s):
  • TX
  • VI
By the Numbers
  • Total Assets Under Management
    146,593
    MILLIONS
  • Total Number of Accounts
    350,883
    ACCOUNTS
  • Average Account Value
    $417,783
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.