Diego Vallota (CRD# 2669877) is an Investment Advisor Representative working at Stratos Wealth Partners, Ltd in Fort Wright, KY and has over 28 years of experience in the finance industry.
CRD# 6665238
U.s. Bancorp Investments, Inc.
CRD# 6208290
Fidelity Personal And Workplace Advisors
CRD# 2076400
Ubs Financial Services Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Stratos Wealth Partners, Ltd | Fort Wright, KY | Jun 2023 - Current | < 1 |
| Avantax Investment Services, Inc. | Cincinnati, OH | Feb 2011 - Jun 2023 | 12 |
| Avantax Insurance Agency, LLC | Cincinnati, OH | Feb 2011 - Jun 2023 | 12 |
| Avantax Advisory Services | Cincinnati, OH | Feb 2011 - Jun 2023 | 12 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 1995 |
| S65 | NASAA Investment Advisors Law Examination | Jan 1996 |
- IN
- KY
- OH
-
Total Assets Under Management12,533MILLIONS
-
Total Number of Accounts37,396ACCOUNTS
-
Average Account Value$335,150
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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