Richard Halsten, financial advisor Fountain Hills AZ
78 score

Richard Halsten

CRD Number: 6137243
Current Firm: Edward Jones

Richard Halsten (CRD# 6137243) is an Investment Advisor Representative working at Edward Jones in Fountain Hills, AZ and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Edward Jones St. Louis, MO Nov 2012 - Current 4
Self-employed Tempe, AZ Jul 2012 - Nov 2012 < 1
Unemployed Tempe, AZ Feb 2012 - Jun 2012 < 1
Unemployed Plainfield, IL Oct 2011 - Jan 2012 < 1
Self-employed Plainfield, IL Jan 2009 - Sep 2011 2
Nexgen Software Technologies, Inc. Naperville, IL Jun 1990 - Dec 2008 18
H&r Block Plainfield, IL Dec 2005 - Apr 2008 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Richard L. Halsten
Phone Number: 314-515-2000
Registered State(s):
  • AZ
By the Numbers
  • Total Assets Under Management
    140,424
    MILLIONS
  • Total Number of Accounts
    777,048
    ACCOUNTS
  • Average Account Value
    $180,715
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
78

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