Phillip BrooksCRD Number: 3001461
Current Firm: Ftb Advisors, Inc.
Phillip Brooks (CRD# 3001461) is an Investment Advisor Representative working at Ftb Advisors, Inc. in Franklin, TN and has over 18 years of experience in the finance industry.
Retirement Resources Management, LLC
Envision Wealth Planning
Raymond James Financial Services Advisors, Inc.
|Ftb Advisors, Inc.||Franklin, TN||Oct 2013 - Current||3|
|First Tennessee Brokerage, Inc.||Nashville, TN||May 2005 - Current||11|
|National Bank Of Commerce||Nashville, TN||Sep 1999 - Current||17|
|Invest Financial Corporation||Nashville, TN||Sep 1999 - Current||17|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1998|
Total Assets Under Management4,123MILLIONS
Total Number of Accounts4,572ACCOUNTS
Average Account Value$901,790
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AL, AR, AZ, CA, CO, FL, GA, IL, IN, KY, LA, MA, MD, MI, MO, MS, NC, NE, NJ, NY, OH, OK, PA, SC, TN, TX, VA, WA, WI