Mark Semrow, financial advisor Franklin WI

Mark Semrow

CRD Number: 2005173
Current Firm: Northwestern Mutual Investment Services,llc

Mark Semrow (CRD# 2005173) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Franklin, WI and has over 34 years of experience in the finance industry.

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Annex Wealth Management, LLC
Company Name Location Dates Years
Northwestern Mutual Investment Services LLC Franklin, WI Oct 2021 - Current 2
Northwestern Mutual Life Insurance Company Milwaukee, WI Oct 2021 - Current 2
Unemployed Pewaukee, WI Feb 2021 - Sep 2021 < 1
Self-employed Elm Grove, WI Feb 2021 - May 2021 < 1
Unemployed Pewaukee, WI May 2020 - Feb 2021 < 1
Charles J Fink & Associates West Allis, WI Feb 2020 - Apr 2020 < 1
W&s Brokerage Services, Inc. Wauwatosa, WI Sep 2018 - Feb 2020 1
Western & Southern Life Wauwatosa, WI Aug 2018 - Feb 2020 1
Unemployed Waukesha, WI Jun 2018 - Aug 2018 < 1
Securities Service Network, Inc. Brookfield, WI Jun 2016 - May 2018 1
Ssn Advisory, Inc. Brookfield, WI Jun 2016 - May 2018 1
Z Enterprises Brookfied, WI Jan 2014 - Apr 2018 4
Express Employment Services Waukesha, WI Jul 2015 - Dec 2015 < 1
Unemployed Brookfield, WI Aug 2014 - Nov 2014 < 1
Securities Service Network, Inc. Brookfield, WI Feb 2014 - Jul 2014 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1989
S65 NASAA Investment Advisors Law Examination Apr 1997
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Mark D. Semrow
Phone Number: 866-950-4644
Registered State(s):
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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