Nick Stavropoulos, financial advisor Franklin Park IL
88 score

Nick Stavropoulos

CRD Number: 5347879
Current Firm: U.s. Bancorp Investments, Inc.

Nick Stavropoulos (CRD# 5347879) is an Investment Advisor Representative working at U.s. Bancorp Investments, Inc. in Schaumburg, Rolling Meadows, Palatine, Buffalo Grove, Hoffman Estates and Franklin Park, IL and has over 11 years of experience in the finance industry.

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Company Name Location Dates Years
U.s. Bancorp Investments, Inc. Rolling Meadows, IL Jun 2014 - Current 2
Cco Investment Services Corp./charter One Elmwood Park, IL Jul 2012 - Current 4
Pnc Investments Grayslake, IL Feb 2012 - Current 4
Chase Investment Services Corp. Northbrook, IL Apr 2009 - Current 7
Wells Fargo Advisors Hanover Park, IL Apr 2007 - Current 9
Illinois High School Association Springfield, IL Mar 2007 - Current 9
Heritage Bank Schaumburg, IL Aug 2006 - Current 10
Ihsa Springfield, IL Feb 2006 - Current 10
Tcf Bank Des Plaines, IL Dec 2003 - Current 13
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Nick P. Stavropoulos
By the Numbers
  • Total Assets Under Management
    5,065
    MILLIONS
  • Total Number of Accounts
    24,670
    ACCOUNTS
  • Average Account Value
    $205,313
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
88
Verified Page
Data verified by both the advisor and the public regulatory data.

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