Nick Stavropoulos (CRD# 5347879) is an Investment Advisor Representative working at U.s. Bancorp Investments, Inc. in Schaumburg, Rolling Meadows, Palatine, Buffalo Grove, Hoffman Estates and Franklin Park, IL and has over 11 years of experience in the finance industry.
CRD# 871521
Ellis Wealth Advisors, LLC
Score
106
CRD# 4478796
Krd Financial
Score
106
CRD# 3080178
Waddell & Reed
Score
104
| Company Name | Location | Dates | Years |
|---|---|---|---|
| U.s. Bancorp Investments, Inc. | Rolling Meadows, IL | Jun 2014 - Current | 3 |
| Cco Investment Services Corp./charter One | Elmwood Park, IL | Jul 2012 - Current | 5 |
| Pnc Investments | Grayslake, IL | Feb 2012 - Current | 5 |
| Chase Investment Services Corp. | Northbrook, IL | Apr 2009 - Current | 8 |
| Wells Fargo Advisors | Hanover Park, IL | Apr 2007 - Current | 10 |
| Illinois High School Association | Springfield, IL | Mar 2007 - Current | 10 |
| Heritage Bank | Schaumburg, IL | Aug 2006 - Current | 10 |
| Ihsa | Springfield, IL | Feb 2006 - Current | 11 |
| Tcf Bank | Des Plaines, IL | Dec 2003 - Current | 13 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Sep 2007 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.
Reported Disclosure Event:- Customer Dispute
- IL
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Total Assets Under Management5,065MILLIONS
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Total Number of Accounts24,670ACCOUNTS
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Average Account Value$205,313
- A percentage of assets under your management
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
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