James Dornan, financial advisor Frederick MD
93 score

James Dornan

CRD Number: 1372350
Current Firm: Janney Montgomery Scott LLC

James Dornan (CRD# 1372350) is an Investment Advisor Representative working at Janney Montgomery Scott LLC in Frederick, MD and has over 31 years of experience in the finance industry.

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Company Name Location Dates Years
Janney Montgomery Scott LLC Baltimore, MD Nov 2011 - Current 5
Morgan Keegan Company Inc. Rockville, MD Dec 2010 - Nov 2011 < 1
Unemployed Clarkville, MD Jul 2010 - Dec 2010 < 1
Morgan Stanley Smith Barney Washington, DC Jun 2009 - Jul 2010 1
Citigroup Global Markets Inc. Washington, DC Jul 1993 - Jun 2009 15
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1985
S65 NASAA Investment Advisors Law Examination Mar 1995
Contact Info for James J. Dornan
Phone Number: 215-665-6000
Firm Website: http://www.janney.com
Registered State(s):
  • DC
  • MD
  • OK
By the Numbers
  • Total Assets Under Management
    19,593
    MILLIONS
  • Total Number of Accounts
    60,602
    ACCOUNTS
  • Average Account Value
    $323,312
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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