James Forsyth, financial advisor Freeland WA
96 score

James Forsyth

CRD Number: 2991356
Current Firm: Commonwealth Financial Network

James Forsyth (CRD# 2991356) is an Investment Advisor Representative working at Commonwealth Financial Network in Freeland, WA and has over 18 years of experience in the finance industry. James Forsyth has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Similar Advisors
Sunil Sanghvi, financial advisor Freeland WA
Sunil N. Sanghvi
CRD# 5545981
Edward Jones
Score
100
Similar Advisors
Brian Gawthrop, financial advisor Freeland WA
Brian D. Gawthrop
CRD# 4514776
Robinswood Financial
Score
103
Similar Advisors
Angela Giboney, financial advisor Freeland WA
Angela M. Giboney
CRD# 4337938
Fsic
Score
103
Professional Designations
Company Name Location Dates Years
Commonwealth Financial Network Waltham, MA Jun 2008 - Current 8
Summit Financial Group Gig Harbor, WA Jun 2008 - Oct 2013 5
Thrivent Investment Management Inc. Everett, WA Jul 2002 - Jun 2008 5
Thrivent Financial For Lutherans Appleton, WI Jul 2002 - Jun 2008 5
Thrivent Financial Bank Everett, WA Jul 2002 - Jun 2008 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1998
S66 NASAA Uniform Combined State Law Examination Jan 2003
Contact Info for James M. Forsyth
Phone Number: 781-736-0700
Registered State(s):
  • WA
By the Numbers
  • Total Assets Under Management
    52,073
    MILLIONS
  • Total Number of Accounts
    229,200
    ACCOUNTS
  • Average Account Value
    $227,194
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from James Forsyth and other advisors.
BADGES
96
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.