Diane FoleyCRD Number: 3021986
Current Firm: Raymond James Financial Services Advisors, Inc.
Diane Foley (CRD# 3021986) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Fremont, NE and has over 20 years of experience in the finance industry.
Cambridge Investment Research Advisors, Inc.
Wells Fargo Clearing Services, LLC
Mutual Of Omaha Investor Services, Inc.
|Raymond James Financial Services, Inc.||Fremont, NE||Sep 2015 - Current||2|
|Raymond James Financial Services Advisors Inc.||Fremont, NE||Sep 2015 - Current||2|
|First National Bank Of Omaha||Omaha, NE||Aug 2015 - Current||2|
|Td Ameritrade||Bellevue, NE||Oct 2009 - Aug 2015||5|
|Kopf Produce||Blair, NE||Feb 2004 - Oct 2014||10|
|Pennsylvania Life||Omaha, NE||Jun 2009 - Oct 2009||< 1|
|Unemployed||Blair, NE||Dec 2008 - Jun 2009||< 1|
|Vkge LLC||Omaha, NE||May 2008 - Dec 2008||< 1|
|State Farm||Blair, NE||Apr 2008 - Apr 2008||< 1|
|Con-e-co||Blair, NE||Jun 2005 - Apr 2008||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 2009|
|S65||NASAA Investment Advisors Law Examination||Mar 1998|
|S66||NASAA Uniform Combined State Law Examination||Jan 2011|
Total Assets Under Management81,239MILLIONS
Total Number of Accounts280,698ACCOUNTS
Average Account Value$289,416
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY