Diane Foley, financial advisor Fremont NE
93 score

Diane Foley

CRD Number: 3021986
Current Firm: Raymond James Financial Services Advisors, Inc.

Diane Foley (CRD# 3021986) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Fremont, NE and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Raymond James Financial Services, Inc. Fremont, NE Sep 2015 - Current 1
Raymond James Financial Services Advisors Inc. Fremont, NE Sep 2015 - Current 1
First National Bank Of Omaha Omaha, NE Aug 2015 - Current 1
Td Ameritrade Bellevue, NE Oct 2009 - Aug 2015 5
Kopf Produce Blair, NE Feb 2004 - Oct 2014 10
Pennsylvania Life Omaha, NE Jun 2009 - Oct 2009 < 1
Unemployed Blair, NE Dec 2008 - Jun 2009 < 1
Vkge LLC Omaha, NE May 2008 - Dec 2008 < 1
State Farm Blair, NE Apr 2008 - Apr 2008 < 1
Con-e-co Blair, NE Jun 2005 - Apr 2008 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2009
S65 NASAA Investment Advisors Law Examination Mar 1998
S66 NASAA Uniform Combined State Law Examination Jan 2011
Contact Info for Diane L. Foley
Phone Number: 727-567-5877
Registered State(s):
  • NE
  • TX
By the Numbers
  • Total Assets Under Management
    64,210
    MILLIONS
  • Total Number of Accounts
    224,839
    ACCOUNTS
  • Average Account Value
    $285,581
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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