Derek Rivers, financial advisor Friendswood TX

Derek Rivers

CRD Number: 7220749
Current Firm: Commonwealth Financial Network

Derek Rivers (CRD# 7220749) is an Investment Advisor Representative working at Commonwealth Financial Network in Friendswood, TX and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Selah Financial Services Friendswood, TX Oct 2023 - Current < 1
Commonwealth Financial Network San Diego, CA Oct 2023 - Current < 1
Commonwealth Financial Network San Diego, CA Sep 2022 - Oct 2023 1
Selah Financial Services Friendswood, TX Jul 2022 - Oct 2023 1
Unemployed Pearland, TX May 2021 - Jun 2022 1
Vic Coppinger Family Ymca Pearland, TX Jun 2015 - Apr 2021 5
Mml Investors Services, LLC Houston, TX Jan 2020 - May 2020 < 1
Mass Mutual Life Insurance Company Houston, TX Jun 2019 - May 2020 < 1
Full-time Student Houston, TX Jan 2010 - Dec 2019 9
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2020
Contact Info for Derek M. Rivers
Phone Number: 781-736-0700
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    177,032
    MILLIONS
  • Total Number of Accounts
    623,075
    ACCOUNTS
  • Average Account Value
    $284,126
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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