Steven Smith, financial advisor Frisco CO

Steven Smith

CRD Number: 4400154
Current Firm: Rightpath Investments & Financial Planning, Inc.

Steven Smith (CRD# 4400154) is an Investment Advisor Representative working at Rightpath Investments & Financial Planning, Inc. in Frisco, CO and has over 22 years of experience in the finance industry. Steven Smith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Rightpath Investments & Financial Planning Frisco, CO Jan 2004 - Current 20
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2001
S65 NASAA Investment Advisors Law Examination Apr 2002
Contact Info for Steven R. Smith
Phone Number: 970-668-5525
Registered State(s):
  • CO
Current Firm Details
By the Numbers
  • Total Assets Under Management
    77
    MILLIONS
  • Total Number of Accounts
    89
    ACCOUNTS
  • Average Account Value
    $869,565
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

CO

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