Lauren Roecker (CRD# 7360765) is an Investment Advisor Representative working at Cain, Watters & Associates, LLC in Frisco, TX and has over 2 years of experience in the finance industry.
CRD# 5009276
Hedgefield Wealth Management
CRD# 2234163
Cravens Brothers Private Wealth Management LLC
CRD# 2492919
Patton Wealth Advisors
Company Name | Location | Dates | Years |
---|---|---|---|
Cain, Watters & Associates, LLC | Frisco, TX | Jun 2020 - Current | 3 |
Pricewaterousecoopers | Dallas, TX | Sep 2018 - Jul 2020 | 1 |
Unemployed | Dallas, TX | Jun 2018 - Sep 2018 | < 1 |
Full-time Education | College Station, TX | Aug 2013 - Jun 2018 | 4 |
Pricewaterhousecoopers | Dallas, TX | Jan 2017 - Mar 2017 | < 1 |
Wells Fargo | Tampa, FL | Jun 2016 - Aug 2016 | < 1 |
Wells Fargo | Tampa, FL | Jun 2015 - Aug 2015 | < 1 |
Christian Gifts Outlet | New Braunfels, TX | Jun 2014 - Aug 2014 | < 1 |
Exam Code | Name | Passed Date |
---|---|---|
S65 | NASAA Investment Advisors Law Examination | Jun 2021 |
- TX
-
Total Assets Under Management3,545MILLIONS
-
Total Number of Accounts9,075ACCOUNTS
-
Average Account Value$390,598
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.