Thomas KnowlesCRD Number: 1856002
Current Firm: Confluence Investment Management LLC
Thomas Knowles (CRD# 1856002) is an Investment Advisor Representative working at Confluence Investment Management LLC in Fuquay Varina, NC and has over 25 years of experience in the finance industry.
Signator Investors, Inc.
Hornor, Townsend & Kent, Inc.
Axa Advisors, LLC
|Confluence Investment Management LLC||Saint Louis, MO||Jan 2012 - Current||5|
|Stewardship Partners Investment Counsel||Matthews, NC||Jun 2010 - Current||7|
|Wells Investment Securities, Inc.||Norcross, GA||May 2006 - Apr 2010||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1991|
|S65||NASAA Investment Advisors Law Examination||May 1998|
Total Assets Under Management3,882MILLIONS
Total Number of Accounts10,239ACCOUNTS
Average Account Value$379,156
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV