Nicholas VafeasCRD Number: 4188686
Current Firm: Wells Fargo Clearing Services, LLC
Nicholas Vafeas (CRD# 4188686) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Garden City, NY and has over 21 years of experience in the finance industry.
Park Avenue Securities LLC
Hightower Advisors, LLC
A.g.p / Alliance Global Partners
|Wells Fargo Clearing Services LLC||Garden City, NY||Jun 2019 - Current||2|
|Morgan Stanley Private Bank, National Association||New York, NY||Jan 2015 - Jun 2019||4|
|Morgan Stanley Smith Barney||Garden City, NY||Jun 2009 - Jun 2019||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 2000|
|S65||NASAA Investment Advisors Law Examination||Oct 2019|
Total Assets Under Management568,760MILLIONS
Total Number of Accounts1,434,300ACCOUNTS
Average Account Value$396,542
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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