Joseph Clement, financial advisor Genoa OH

Joseph Clement

CRD Number: 4637103
Current Firm: Securities America Advisors, Inc.

Joseph Clement (CRD# 4637103) is an Investment Advisor Representative working at Securities America Advisors, Inc. in Genoa, OH and has over 10 years of experience in the finance industry.

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Company Name Location Dates Years
Securities America, Inc. Genoa, WI Dec 2019 - Current 4
Securities America Advisors, Inc. Genoa, OH Dec 2019 - Current 4
Sterne Agee Investment Advisor Services, Inc. Birmingham, AL Jan 2015 - Dec 2019 4
Sterne Agee Financial Services, Inc. Genoa, OH Sep 2014 - Dec 2019 5
Wrp Investments, Inc. Youngstown, OH Apr 2005 - Jan 2015 9
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Joseph E. Clement
Phone Number: 402-399-9111
Registered State(s):
  • NC
  • OH
By the Numbers
  • Total Assets Under Management
    40,420
    MILLIONS
  • Total Number of Accounts
    211,150
    ACCOUNTS
  • Average Account Value
    $191,430
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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