Joseph Baker (CRD# 5739173) is an Investment Advisor Representative working at Ballast Financial Advisors, LLC in Georgetown, DE and has over 14 years of experience in the finance industry. Joseph Baker has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6118139
Eagle Strategies LLC
CRD# 6454257
Arkadios Wealth Advisors
CRD# 6472283
Janney Montgomery Scott LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Ballast Financial Advisors, LLC | West Chester, PA | Aug 2019 - Current | 4 |
| Origin Financial | Boston, MA | Jun 2022 - Mar 2023 | < 1 |
| Purshe Kaplan Sterling Investments | Albany, NY | Aug 2019 - Feb 2021 | 1 |
| Ameriprise Financial Services, Inc. | West Conshohocken, PA | Dec 2009 - Aug 2019 | 9 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Mar 2010 |
- DE
-
Total Assets Under Management247MILLIONS
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Total Number of Accounts1,343ACCOUNTS
-
Average Account Value$184,194
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
CA, DE, FL, GA, LA, MD, NJ, PA, SC, TX, VA
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