Frank Lequerica (CRD# 5834280) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Germantown, TN and has over 10 years of experience in the finance industry.
CRD# 6347351
Lpl Financial LLC
CRD# 3177764
Strategic Advisory Services
CRD# 3193095
Ameriprise Financial Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Rbc Capital Markets, LLC | Memphis, TN | Nov 2023 - Current | < 1 |
| Cetera Advisor Networks LLC | Germantown, TN | Aug 2023 - Nov 2023 | < 1 |
| Cetera Investment Advisers LLC | Schaumburg, IL | Aug 2023 - Nov 2023 | < 1 |
| Shoemaker Financial | Germantown, TN | Jun 2016 - Nov 2023 | 7 |
| Securian Financial Services Inc. | St Paul, MN | Jun 2016 - Aug 2023 | 7 |
| Minnesota Life Insurance Co | St Paul, MN | Jun 2016 - Aug 2023 | 7 |
| Mutual Of Omaha Investor Services | Memphis, TN | May 2015 - May 2016 | 1 |
| Mutual Of Omaha Insurance Company | Memphis, TN | May 2015 - May 2016 | 1 |
| Guardian Life Insurance Company | Memphis, TN | Dec 2010 - May 2015 | 4 |
| Park Avenue Securities | Memphis, TN | Dec 2012 - Apr 2015 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jan 2014 |
- TN
- TX
-
Total Assets Under Management201,264MILLIONS
-
Total Number of Accounts451,404ACCOUNTS
-
Average Account Value$445,862
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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