Thomas Armstrong (CRD# 4374336) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Germantown, TN and has over 23 years of experience in the finance industry. Thomas Armstrong has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6347351
Lpl Financial LLC
CRD# 3177764
Strategic Advisory Services
CRD# 3193095
Ameriprise Financial Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cetera Advisor Networks LLC | Germantown, TN | Aug 2023 - Current | < 1 |
| Cetera Investment Advisers LLC | Schaumburg, IL | Aug 2023 - Current | < 1 |
| Shoemaker Financial | Germantown, TN | Aug 2015 - Current | 8 |
| Shoemaker Financial | Germantown, TN | Jul 2015 - Current | 8 |
| T. Armstrong, Cpa | Collierville, TN | Dec 1999 - Current | 24 |
| Securian Financial Services Inc. | St Paul, MN | Aug 2015 - Aug 2023 | 8 |
| Minnesota Life Insurance Co | St Paul, MN | Aug 2015 - Aug 2023 | 8 |
| Securian Financial Services Inc. | St Paul, MN | Jul 2015 - Aug 2015 | < 1 |
| Hd Vest Investment Securities | Collierville, TN | Feb 2001 - Aug 2015 | 14 |
| Ashby & Associates Pllc | Tupelo, MS | Sep 2006 - Jun 2015 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 2001 |
| S65 | NASAA Investment Advisors Law Examination | Sep 2015 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- TN
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Total Assets Under Management104,469MILLIONS
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Total Number of Accounts423,554ACCOUNTS
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Average Account Value$246,648
- A percentage of assets under your management
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