Frederick Baran (CRD# 6305692) is an Investment Advisor Representative working at Wooster Corthell Wealth Management, Inc. in Glastonbury, CT and has over 7 years of experience in the finance industry. Frederick Baran has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4579297
Upper Left Wealth Management, LLC
CRD# 2726777
Springboard Asset Management LLC
CRD# 4297910
Milestone Asset Management Group, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Mercer Global Advisors Inc. | Fairfield, CT | Aug 2018 - Current | 5 |
| Mercer Global Advisors Inc. | Fairfield, CT | Dec 2017 - Aug 2018 | < 1 |
| Mercer Global Advisors Inc. | Fairfield, CT | Apr 2017 - Dec 2017 | < 1 |
| Mercer Global Advisors Inc. | Guilford, CT | Oct 2016 - Mar 2017 | < 1 |
| Mercer Global Advisors Inc. | Guilford, CT | Sep 2016 - Oct 2016 | < 1 |
| Moneco Advisors | Fairfield, CT | Jan 2014 - Sep 2016 | 2 |
| Wilis Towers Watson | Stanford, CT | May 2001 - Sep 2016 | 15 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Oct 2016 |
- CT
- TX
-
Total Assets Under Management453MILLIONS
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Total Number of Accounts1,053ACCOUNTS
-
Average Account Value$430,260
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
AZ, CA, CO, CT, FL, MA, NC, NJ, NY, SC, TX
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