Stephen Weiner (CRD# 7226300) is an Investment Advisor Representative working at Advisors Capital Management, LLC in Glastonbury, CT and has over 3 years of experience in the finance industry. Stephen Weiner has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4579297
Upper Left Wealth Management, LLC
CRD# 2726777
Springboard Asset Management LLC
CRD# 4297910
Milestone Asset Management Group, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Personal Business Mgt. Group, Ltd | Stamford, CT | Sep 2023 - Current | < 1 |
| Advisors Capital Management, LLC | Ridgewood, NJ | Aug 2019 - Current | 4 |
| Personal Business Mgt. Group, Ltd | Stamford, CT | May 2017 - Sep 2023 | 6 |
| Unemployed | South Glastonbury, CT | Jun 2016 - Apr 2017 | < 1 |
| Alexion Pharmaceuticals | New Haven, CT | Jul 2015 - May 2016 | < 1 |
| United Technologies | Newington, CT | Feb 2010 - Jul 2015 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Aug 2020 |
- CT
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Total Assets Under Management7,440MILLIONS
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Total Number of Accounts12,646ACCOUNTS
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Average Account Value$588,332
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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