Thomas Hine, financial advisor Glastonbury CT
86 score

Thomas Hine

CRD Number: 2000926
Current Firm: Commonwealth Financial Network

Thomas Hine (CRD# 2000926) is an Investment Advisor Representative working at Commonwealth Financial Network in Glastonbury, CT and has over 26 years of experience in the finance industry. Thomas Hine has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Shodan, LLC Glastonbury, CT Jan 2007 - Current 9
Shodan Publication, LLC Glastonbury, CT Oct 2005 - Current 11
Salem Financial Group LLC Georgetown, CT Sep 2003 - Current 13
Capital Retirement Services, LLC Glastonbury, CT Aug 2001 - Current 15
Thomas J. Hine - Volunteer Glastonbury, CT Jan 1998 - Current 18
University Of Connecticut / Spring Karate Camp Storrs, CT Apr 1992 - Current 24
Thomas J. Hine Personal Glastonbury, CT Jan 1992 - Current 24
Everbank Jacksonville, FL Jun 2005 - Jun 2011 6
Securities America, Inc. Wilton, CT Aug 2001 - Jun 2011 9
Securities America Advisors, Inc. Wilton, CT Aug 2001 - Jun 2011 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1990
S65 NASAA Investment Advisors Law Examination Nov 1995
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Thomas J. Hine
Phone Number: 781-736-0700
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    52,073
    MILLIONS
  • Total Number of Accounts
    229,200
    ACCOUNTS
  • Average Account Value
    $227,194
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
86

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