William Rodriguez (CRD# 4770622) is an Investment Advisor Representative working at Briggs Wealth Management, Inc. in Glastonbury, CT and has over 19 years of experience in the finance industry.
CRD# 4579297
Upper Left Wealth Management, LLC
CRD# 2726777
Springboard Asset Management LLC
CRD# 4297910
Milestone Asset Management Group, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| New England Capital Planners, Inc. | Avon, CT | Sep 2017 - Jul 2019 | 1 |
| Lpl Financial LLC | Avon, CT | Sep 2017 - Jul 2019 | 1 |
| Key Bank | Manchester, CT | Oct 2016 - Aug 2017 | < 1 |
| Key Investment Services LLC | East Hartford, CT | Sep 2016 - Oct 2016 | < 1 |
| Key Bank | East Hartford, CT | Sep 2016 - Oct 2016 | < 1 |
| Lpl Financial LLC | East Hartford, CT | Apr 2015 - Sep 2016 | 1 |
| Morgan Stanley Private Bank, National Association | New York, NY | Jan 2015 - Apr 2015 | < 1 |
| Morgan Stanley | West Hartford, CT | Dec 2012 - Apr 2015 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 2004 |
| S66 | NASAA Uniform Combined State Law Examination | Dec 2012 |
- CT
-
Total Assets Under Management223MILLIONS
-
Total Number of Accounts673ACCOUNTS
-
Average Account Value$330,923
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other
CT, FL, NH
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