Douglas Watts, financial advisor Glen Allen VA

Douglas Watts

CRD Number: 2056370
Current Firm: Mutual Of Omaha Investor Services, Inc.

Douglas Watts (CRD# 2056370) is an Investment Advisor Representative working at Mutual Of Omaha Investor Services, Inc. in Glen Allen, VA and has over 33 years of experience in the finance industry.

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Company Name Location Dates Years
Mutual Of Omaha Investor Services Hunt Valley, MD Nov 2018 - Current 5
Mutual Of Omaha Insurance Company Hunt Valley, MD Oct 2018 - Current 5
Unemployed Ellicott City, MD Jan 2018 - Oct 2018 < 1
Baltimore Life Owings Mills, MD Oct 2017 - Jan 2018 < 1
Unemployed Ellicott City, MD Apr 2017 - Oct 2017 < 1
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Apr 2017 2
Morgan Stanley Smith Barney Baltimore, MD Jun 2009 - Apr 2017 7
Morgan Stanley & Company, Incorporated Baltimore, MD Apr 2007 - Apr 2017 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1990
S65 NASAA Investment Advisors Law Examination Jan 1992
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Douglas E. Watts
Phone Number: 402-351-3102
Registered State(s):
  • MD
By the Numbers
  • Total Assets Under Management
    14
    MILLIONS
  • Total Number of Accounts
    92
    ACCOUNTS
  • Average Account Value
    $155,166
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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