Douglas Watts (CRD# 2056370) is an Investment Advisor Representative working at Mutual Of Omaha Investor Services, Inc. in Glen Allen, VA and has over 34 years of experience in the finance industry.
CRD# 1266966
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 864358
Frontier Financial Partners, LLC
CRD# 6404324
Davenport & Company LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Mutual Of Omaha Investor Services | Hunt Valley, MD | Nov 2018 - Current | 5 |
| Mutual Of Omaha Insurance Company | Hunt Valley, MD | Oct 2018 - Current | 5 |
| Unemployed | Ellicott City, MD | Jan 2018 - Oct 2018 | < 1 |
| Baltimore Life | Owings Mills, MD | Oct 2017 - Jan 2018 | < 1 |
| Unemployed | Ellicott City, MD | Apr 2017 - Oct 2017 | < 1 |
| Morgan Stanley Private Bank, National Association | New York, NY | Jan 2015 - Apr 2017 | 2 |
| Morgan Stanley Smith Barney | Baltimore, MD | Jun 2009 - Apr 2017 | 7 |
| Morgan Stanley & Company, Incorporated | Baltimore, MD | Apr 2007 - Apr 2017 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 1990 |
| S65 | NASAA Investment Advisors Law Examination | Jan 1992 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- MD
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Total Assets Under Management15MILLIONS
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Total Number of Accounts74ACCOUNTS
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Average Account Value$209,436
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