Kathleen Peters (CRD# 4207981) is an Investment Advisor Representative working at U.s. Bancorp Advisors, LLC in Minneapolis, MN and has over 21 years of experience in the finance industry. Kathleen Peters has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1682050
Osaic Wealth, Inc.
CRD# 4618120
Thrivent Advisor Network, LLC
CRD# 2309650
Wealth Enhancement Advisory Services, LLC
The CFP is the gold standard for financial professionals who perform comprehensive financial planning. CFPs must undergo rigorous exams and meet other requirements to obtain this designation.
Like the CFP, ChFCs take extensive coursework on a wide variety of financial planning topics. ChFCs actually take more coursework than CFPs, but are not required to prove their knowledge through a board examination.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| U.s. Bancorp Investments, Inc. | Minneapolis, MN | Oct 2018 - Current | 5 |
| U.s. Bank | Minneapolis, MN | Sep 2018 - Current | 5 |
| Securian Financial Services, Inc. | St. Paul, MN | Sep 2017 - Sep 2018 | 1 |
| Cri Securities, LLC | St. Paul, MN | Sep 2017 - Sep 2018 | 1 |
| Minnesota Life Insurance Company | St. Paul, MN | Sep 2017 - Sep 2018 | 1 |
| Securian Financial Services, Inc. | St. Paul, MN | Aug 2017 - Sep 2017 | < 1 |
| Fortis Financial Group | Woodbury, MN | Jan 2001 - Aug 2017 | 16 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Feb 2003 |
- CA
- MN
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Total Assets Under Management1,387MILLIONS
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Total Number of Accounts3,901ACCOUNTS
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Average Account Value$355,591
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