Robert KayCRD Number: 5538323
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Robert Kay (CRD# 5538323) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Glendale, CA and has over 7 years of experience in the finance industry.
Fried Asset Management, Inc.
Ira Wealth Management
|Bank Of America, N.a.||Van Nuys, CA||Mar 2012 - Current||4|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Van Nuys, CA||Feb 2012 - Current||5|
|Wells Fargo Advisors LLC||Westlak E Village, CA||Jun 2009 - Current||7|
|Unemployed||Newbury Park, CA||Jan 2012 - Feb 2012||< 1|
|Wells Fargo Advisors||Westlake Village, CA||Feb 2010 - Dec 2011||1|
|Wells Fargo Advisors||Westlake Village, CA||May 2009 - Feb 2010||< 1|
|Cu Boulder||Boulder, CO||Sep 2008 - May 2009||< 1|
|University Of Colorado At Boulder||Boulder, CO||Aug 2008 - May 2009||< 1|
|Wachovia Securities||Westlake Village, CA||May 2008 - May 2009||1|
|Wachovia Securities||Westlake Village, CA||May 2008 - Aug 2008||< 1|
|University Of Colorado At Boulder||Boulder, CO||Aug 2007 - May 2008||< 1|
|Cu Boulder||Boulder, CO||Sep 2007 - Apr 2008||< 1|
|Gebhardt Automotive||Boulder, CO||May 2007 - Aug 2007||< 1|
|University Of Colorado At Boulder||Boulder, CO||Aug 2005 - May 2007||1|
|Cu Boulder||Boulder, CO||Sep 2005 - Apr 2007||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2009|
Total Assets Under Management575,342MILLIONS
Total Number of Accounts1,715,259ACCOUNTS
Average Account Value$335,425
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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