Robert Kay, financial advisor Glendale CA
93 score

Robert Kay

CRD Number: 5538323
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Robert Kay (CRD# 5538323) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Glendale, CA and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Van Nuys, CA Mar 2012 - Current 4
Merrill Lynch, Pierce, Fenner & Smith Incorporated Van Nuys, CA Feb 2012 - Current 4
Wells Fargo Advisors LLC Westlak E Village, CA Jun 2009 - Current 7
Unemployed Newbury Park, CA Jan 2012 - Feb 2012 < 1
Wells Fargo Advisors Westlake Village, CA Feb 2010 - Dec 2011 1
Wells Fargo Advisors Westlake Village, CA May 2009 - Feb 2010 < 1
Cu Boulder Boulder, CO Sep 2008 - May 2009 < 1
University Of Colorado At Boulder Boulder, CO Aug 2008 - May 2009 < 1
Wachovia Securities Westlake Village, CA May 2008 - May 2009 1
Wachovia Securities Westlake Village, CA May 2008 - Aug 2008 < 1
University Of Colorado At Boulder Boulder, CO Aug 2007 - May 2008 < 1
Cu Boulder Boulder, CO Sep 2007 - Apr 2008 < 1
Gebhardt Automotive Boulder, CO May 2007 - Aug 2007 < 1
University Of Colorado At Boulder Boulder, CO Aug 2005 - May 2007 1
Cu Boulder Boulder, CO Sep 2005 - Apr 2007 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2009
Contact Info for Robert J. Kay
Phone Number: 800-637-7455
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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