Matthew Phillips (CRD# 5299441) is an Investment Advisor Representative working at Lincoln Investment in Glendora, CA and has over 7 years of experience in the finance industry. Matthew Phillips has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5781614
Awm Capital, LLC
CRD# 6724246
Modern Assets, LLC
CRD# 2619073
Wedbush Securities Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| K2 Financial Inc. | Glendora, CA | Apr 2019 - Current | 5 |
| Lincoln Investment LLC | Fort Washington, PA | Sep 2017 - Current | 6 |
| Legend Advisory LLC | West Palm Beach Gardens, FL | Sep 2017 - Sep 2019 | 2 |
| Various Insurance Carriers For W&r Insurance Agencies | La Habra, CA | Jul 2016 - Sep 2017 | 1 |
| Waddell & Reed Inc. | Brea, CA | Dec 2015 - Sep 2017 | 1 |
| Uber | San Francisco, CA | Jan 2015 - Feb 2017 | 2 |
| Lyft | San Francisco, CA | Jan 2015 - Feb 2017 | 2 |
| Unemployed | La Habra, CA | Nov 2014 - Jan 2015 | < 1 |
| Azusa Pacific University | Azusa, CA | Mar 2014 - Nov 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jun 2016 |
- CA
- TX
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Total Assets Under Management17,218MILLIONS
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Total Number of Accounts203,427ACCOUNTS
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Average Account Value$84,640
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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