Brian Johnson (CRD# 1550487) is an Investment Advisor Representative working at Modern Wealth Management, LLC in Glidden, IA and has over 33 years of experience in the finance industry.
CRD# 2666626
Edward Jones
CRD# 4198301
Lpl Financial LLC
CRD# 1682064
Northwestern Mutual Investment Services,llc
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Johnson Midwest Financial Llc Dba Midwest Financial | Glidden, IA | Apr 2014 - Current | 10 |
| Purshe Kaplan Sterling Investments | Albany, NY | Apr 2014 - Dec 2017 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 1990 |
| S65 | NASAA Investment Advisors Law Examination | Dec 1998 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- IA
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Total Assets Under Management2,073MILLIONS
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Total Number of Accounts13,592ACCOUNTS
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Average Account Value$152,524
- A percentage of assets under your management
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